The U.S. Commodity Futures Trading Commission is adopting regulations that establish a process for a designated contract market (‘‘DCM’’) or swap execution facility (‘‘SEF’’) to make a swap subject to the trade execution requirement pursuant to the Commodity Exchange Act (‘‘CEA’’). The Commission is also adopting regulations to establish a schedule to phase in compliance with the trade execution requirement. The schedule will provide additional time for compliance with this requirement.
17 CFR Parts 37 and 38 Process for a Designated Contract Market or Swap Execution Facility To Make a Swap Available to Trade, Swap Transaction Compliance and Implementation Schedule, and Trade Execution Requirement Under the Commodity Exchange Act
Effective Date: Monday, August 05, 2013
View more rules on the CFTC’s website.